Ethics in Finance
A clear and simple ethics course whether you are attempting to pass the CFA exam or just want to build ethics into your life.
10 Ways Ethics Adds Value to You
How CFA can help you build a successful career
Bonus - How to get out of trouble
Bonus - Summary of Standards of Professional Conduct
Download the cheat sheet for the CFA Standards
1A. Knowledge of the Law
Quiz: 1A. Knowledge of the Law
1B. Independence and Objectivity
Quiz: 1B. Independence and Objectivity
1C. Misrepresentation
Quiz: 1C. Misrepresentation
1D. Misconduct
Quiz: 1D. Misconduct
2A. Material Nonpublic Information
Quiz: 2A. Material Nonpublic Information
2B. Market Manipulation
Quiz: 2B. Market Manipulation
3A. Loyalty, Prudence, and Care
Quiz: 3A. Loyalty, Prudence, and Care
3B. Fair Dealing
Quiz: 3B. Fair Dealing
3C. Suitability
Quiz: 3C. Suitability
3D. Performance Presentation
Quiz: 3D. Performance Presentation
3E. Preservation of Confidentiality
Quiz: 3E. Preservation of Confidentiality
4A. Loyalty
Quiz: 4A. Loyalty
4B. Additional Compensation Arrangements
Quiz: 4B. Additional Compensation Arrangements
4C. Responsibilities of Supervisors
Quiz: 4C. Responsibilities of Supervisors
5A. Diligence and Reasonable Basis
Quiz: 5A. Diligence and Reasonable Basis
5B. Communication with Clients and Prospective Clients
Quiz: 5B. Communication with Clients and Prospective Clients
5C. Record Retention
Quiz: 5C. Record Retention
6A. Disclosure of Conflicts
Quiz: 6A. Disclosure of Conflicts
6B. Priority of Transactions
Quiz: 6B. Priority of Trnsactions
6C. Referral Fees
Quiz: 6C. Referral Fees
7A. Conduct as participants in the CFA program
Quiz: 7A. Conduct as participants in the CFA program
7B. Reference to CFA Institute, CFA Designation, and CFA Program
Quiz: 7B. Reference to CFA Institute, CFA Designation, and CFA program
Submit your final exam
Final exam solutions
A few questions
One last question